Included in the scope of ARC’s licenses is the right to consult intermediaries bound by contract or financial service assistants to provide securities services. However, ARC presently makes no use of this right.
ARC provides advice to interested parties but accepts no buying/selling orders for products . Nor does ARC remit such orders to banks, investment companies etc. Therefore, ARC has neither implemented a Best-Execution-Policy nor principles of order execution/forwarding and does not report on such. This duty falls to the respective institutes carrying out the client’s orders without the involvement of ARC.
ARC is anxious to always provide its services in the best interest of its clients. For this purpose, ARC has taken precautions to assure that potential conflicts of interest between ARC, its management, employees and possible co-operation partners (investment companies etc.) on one hand, and clients on the other (or conflicts between clients) can have no negative effects on the client’s interest. These precautions are briefly explained below:
ARC foresees potential conflicts of interest between clients and
The relevant legal rules and regulations oblige ARC and its employees to act with due lawfulness, diligence and fidelity in the interest of its clients. The aim of these rules and regulations is to guarantee early detection and, if possible, prevention of potential conflicts of interest. The prevention of such potential conflicts of interest is the duty of the compliance organization. The following precautions were implemented to avoid conflicts of interest:
In certain isolated cases it is possible that ineluctable conflicts of interest not stated in this list may arise. Should such a case arise, ARC will inform the client about the specific conflict of interest (such as commission payments by product partners).
The information contained herein does not constitute an offer to buy or sell a product, neither can it replace an individual consultation. Furthermore, the information provided is neither a recommendation nor an offer to buy or sell a product and should not be regarded as such. Information on this website should not be regarded as legal or tax advice and we suggest consulting an expert before making any (investment) decision. Past performance should not be taken as an indication or guarantee of future performance, and no representation or warranty, express or implied, is made regarding future performance. ARC will not assume any liability for loss or damage of any kind, arising, directly or indirectly, through the use of any part of the information provided. ARC doesn’t offer a general comparison of all available products. Please notice that investment products and information mentioned on the website are not intended for distribution in the US. Therefore, they do not apply to US residents according to Rule 902, Regulation S, Securities Act 1933 (in particular American citizens or persons permanently resident in the US). The information on this website has been obtained from sources believed reliable (data of fund companies themselves or extern data from e.g. Bloomberg), but we do not guarantee its accuracy or completeness, and it should not be relied upon as such.